Course Detail
Course Description
Course | Code | Semester | T+P (Hour) | Credit | ECTS |
---|
CAPITAL MARKET INSTRUMENTS | BAN4171640 | Fall Semester | 3+0 | 3 | 5 |
Prerequisites Courses | |
Recommended Elective Courses | |
Language of Course | Turkish |
Course Level | First Cycle (Bachelor's Degree) |
Course Type | Elective |
Course Coordinator | Prof.Dr. Serhat YÜKSEL |
Name of Lecturer(s) | Prof.Dr. Serhat YÜKSEL |
Assistant(s) | Introduction to Finance
Financial Management |
Aim | The main objective of this course is to provide fundamental knowledge of financial system, capital markets instruments and their valuation during public offering process. |
Course Content | This course contains; Financial System and its evolution in the World and Turkey,Capital Markets in the mechanism of Financial System,Capital market instruments and their public offering process.,Securities,Public Offering Process,Valuation of securities in IPOs,Debt financing ınstruments,Legal Documents and Clause on Debt financing Instruments,IPOs for participation shares,A Case Study of Company IPOs,A case Study: Pricing,A case Study: Valuation of Firm,A case Study: Intermediaries,A Case Study: Post-IPO Process. |
Dersin Öğrenme Kazanımları | Teaching Methods | Assessment Methods |
1.Will be able to identify IPOs | 10, 16, 9 | A |
1.1.Understands the functioning mechanism of the financial system, the concept of market, and the factors affecting the development of financial markets. | 10, 16, 9 | A |
1.2.Classifies capital markets in financial system | 10, 16, 9 | A |
2.Will be able to identify capital market instruments | 10, 16, 9 | A |
2.1.Identifies securities | 10, 16, 9 | A |
2.2.Identifies debt financing instruments | 10, 16, 9 | A |
3.Will be able to compare stocks and bonds. | 10, 16, 9 | A |
3.1.Decides on investment in stocks. | 10, 16, 9 | A |
3.2.Decides on bond investment. | 10, 16, 9 | A |
4.1.Explains international parity. | 10, 16, 9 | A |
4.2.Explains international parity conditions. | 10, 16, 9 | A |
5.Will be able to carry out Borsa Istanbul and Public Offering transactions. | 10, 16, 9 | A |
5.1.Transacts on futures exchanges | 10, 16, 9 | A |
5.1.Carries out transactions on BIST and VOB stock exchanges. | 10, 16, 9 | A |
4. Will be able to evaluate the international parity system. | 10, 16, 9 | A |
Teaching Methods: | 10: Discussion Method, 16: Question - Answer Technique, 9: Lecture Method |
Assessment Methods: | A: Traditional Written Exam |
Course Outline
Order | Subjects | Preliminary Work |
---|
1 | Financial System and its evolution in the World and Turkey | Examination of academic studies on the subject. |
2 | Capital Markets in the mechanism of Financial System | Examination of academic studies on the subject. |
3 | Capital market instruments and their public offering process. | Examination of academic studies on the subject. |
4 | Securities | Examination of academic studies on the subject. |
5 | Public Offering Process | Examination of academic studies on the subject. |
6 | Valuation of securities in IPOs | Examination of academic studies on the subject. |
7 | Debt financing ınstruments | Examination of academic studies on the subject. |
8 | Legal Documents and Clause on Debt financing Instruments | Examination of academic studies on the subject. |
9 | IPOs for participation shares | Examination of academic studies on the subject. |
10 | A Case Study of Company IPOs | Examination of academic studies on the subject. |
11 | A case Study: Pricing | Examination of academic studies on the subject. |
12 | A case Study: Valuation of Firm | Examination of academic studies on the subject. |
13 | A case Study: Intermediaries | Examination of academic studies on the subject. |
14 | A Case Study: Post-IPO Process | Examination of academic studies on the subject. |
Resources |
1. Sermaye Piyasası Araçları (2023) :SPL ( Lisanslama Sicil ve Eğitim Kuruluşu online içerik)
2. "Finansal Matematik ve Risk Yönetimi" (2023) - Aydın Dabak, Deniz Karaçay ve Gürhan
Additional Readings
1. İşletme Finansı" (2023) - Cengiz Erol ve Selçuk Kendirli
2. Richard A. Brealey, Stewart C. Myers, Alan J. Marcus (2023) Çev.: Ünal Bozkurt, Türkan Arıkan, Hatice Doğukanlı, İşletme Finansının Temelleri, Literatür Yayıncılık,
İstanbul |
Course Contribution to Program Qualifications
Course Contribution to Program Qualifications |
No | Program Qualification | Contribution Level |
1 | 2 | 3 | 4 | 5 |
1 | Defines the basic concepts of banking and insurance. | | | X | | |
2 | Describes the mathematical and statistical methods of banking and insurance | X | | | | |
3 | Uses the computer programs needed in banking and insurance | | | | | |
4 | Uses the professional foreign language proficiency required in banking and insurance | | | | | |
5 | Prepares the project and manage the teamworks | | | | | |
6 | Uses the theoretical and practical knowledge of the banking and insurance. | | | X | | |
7 | Constantly evaluates itself by following the developments in science and technology with the importance of lifelong learning | | | X | | |
8 | Uses verbal and written communication skills using the latest technologies and at least one foreign language | | | | | |
9 | Accepts ethical values and social rights and applies them | | | | | |
10 | Analyzes and discusses using the data of banking and insurance | | | X | | |
11 | Uses the information on the other disciplines that can provide support for theoretical studies in banking and insurance (economics, law, business, etc.) | | X | | | |
12 | Offers micro and macro suggestions on the problems in the banking and insurance sector | | | X | | |
Assessment Methods
Contribution Level | Absolute Evaluation |
Rate of Midterm Exam to Success | | 40 |
Rate of Final Exam to Success | | 60 |
Total | | 100 |
ECTS / Workload Table |
Activities | Number of | Duration(Hour) | Total Workload(Hour) |
Course Hours | 14 | 3 | 42 |
Guided Problem Solving | 5 | 4 | 20 |
Resolution of Homework Problems and Submission as a Report | 7 | 2 | 14 |
Term Project | 7 | 3 | 21 |
Presentation of Project / Seminar | 1 | 2 | 2 |
Quiz | 1 | 6 | 6 |
Midterm Exam | 1 | 15 | 15 |
General Exam | 1 | 30 | 30 |
Performance Task, Maintenance Plan | 0 | 0 | 0 |
Total Workload(Hour) | 150 |
Dersin AKTS Kredisi = Toplam İş Yükü (Saat)/30*=(150/30) | 5 |
ECTS of the course: 30 hours of work is counted as 1 ECTS credit. |
Detail Informations of the Course
Course Description
Course | Code | Semester | T+P (Hour) | Credit | ECTS |
---|
CAPITAL MARKET INSTRUMENTS | BAN4171640 | Fall Semester | 3+0 | 3 | 5 |
Prerequisites Courses | |
Recommended Elective Courses | |
Language of Course | Turkish |
Course Level | First Cycle (Bachelor's Degree) |
Course Type | Elective |
Course Coordinator | Prof.Dr. Serhat YÜKSEL |
Name of Lecturer(s) | Prof.Dr. Serhat YÜKSEL |
Assistant(s) | Introduction to Finance
Financial Management |
Aim | The main objective of this course is to provide fundamental knowledge of financial system, capital markets instruments and their valuation during public offering process. |
Course Content | This course contains; Financial System and its evolution in the World and Turkey,Capital Markets in the mechanism of Financial System,Capital market instruments and their public offering process.,Securities,Public Offering Process,Valuation of securities in IPOs,Debt financing ınstruments,Legal Documents and Clause on Debt financing Instruments,IPOs for participation shares,A Case Study of Company IPOs,A case Study: Pricing,A case Study: Valuation of Firm,A case Study: Intermediaries,A Case Study: Post-IPO Process. |
Dersin Öğrenme Kazanımları | Teaching Methods | Assessment Methods |
1.Will be able to identify IPOs | 10, 16, 9 | A |
1.1.Understands the functioning mechanism of the financial system, the concept of market, and the factors affecting the development of financial markets. | 10, 16, 9 | A |
1.2.Classifies capital markets in financial system | 10, 16, 9 | A |
2.Will be able to identify capital market instruments | 10, 16, 9 | A |
2.1.Identifies securities | 10, 16, 9 | A |
2.2.Identifies debt financing instruments | 10, 16, 9 | A |
3.Will be able to compare stocks and bonds. | 10, 16, 9 | A |
3.1.Decides on investment in stocks. | 10, 16, 9 | A |
3.2.Decides on bond investment. | 10, 16, 9 | A |
4.1.Explains international parity. | 10, 16, 9 | A |
4.2.Explains international parity conditions. | 10, 16, 9 | A |
5.Will be able to carry out Borsa Istanbul and Public Offering transactions. | 10, 16, 9 | A |
5.1.Transacts on futures exchanges | 10, 16, 9 | A |
5.1.Carries out transactions on BIST and VOB stock exchanges. | 10, 16, 9 | A |
4. Will be able to evaluate the international parity system. | 10, 16, 9 | A |
Teaching Methods: | 10: Discussion Method, 16: Question - Answer Technique, 9: Lecture Method |
Assessment Methods: | A: Traditional Written Exam |
Course Outline
Order | Subjects | Preliminary Work |
---|
1 | Financial System and its evolution in the World and Turkey | Examination of academic studies on the subject. |
2 | Capital Markets in the mechanism of Financial System | Examination of academic studies on the subject. |
3 | Capital market instruments and their public offering process. | Examination of academic studies on the subject. |
4 | Securities | Examination of academic studies on the subject. |
5 | Public Offering Process | Examination of academic studies on the subject. |
6 | Valuation of securities in IPOs | Examination of academic studies on the subject. |
7 | Debt financing ınstruments | Examination of academic studies on the subject. |
8 | Legal Documents and Clause on Debt financing Instruments | Examination of academic studies on the subject. |
9 | IPOs for participation shares | Examination of academic studies on the subject. |
10 | A Case Study of Company IPOs | Examination of academic studies on the subject. |
11 | A case Study: Pricing | Examination of academic studies on the subject. |
12 | A case Study: Valuation of Firm | Examination of academic studies on the subject. |
13 | A case Study: Intermediaries | Examination of academic studies on the subject. |
14 | A Case Study: Post-IPO Process | Examination of academic studies on the subject. |
Resources |
1. Sermaye Piyasası Araçları (2023) :SPL ( Lisanslama Sicil ve Eğitim Kuruluşu online içerik)
2. "Finansal Matematik ve Risk Yönetimi" (2023) - Aydın Dabak, Deniz Karaçay ve Gürhan
Additional Readings
1. İşletme Finansı" (2023) - Cengiz Erol ve Selçuk Kendirli
2. Richard A. Brealey, Stewart C. Myers, Alan J. Marcus (2023) Çev.: Ünal Bozkurt, Türkan Arıkan, Hatice Doğukanlı, İşletme Finansının Temelleri, Literatür Yayıncılık,
İstanbul |
Course Contribution to Program Qualifications
Course Contribution to Program Qualifications |
No | Program Qualification | Contribution Level |
1 | 2 | 3 | 4 | 5 |
1 | Defines the basic concepts of banking and insurance. | | | X | | |
2 | Describes the mathematical and statistical methods of banking and insurance | X | | | | |
3 | Uses the computer programs needed in banking and insurance | | | | | |
4 | Uses the professional foreign language proficiency required in banking and insurance | | | | | |
5 | Prepares the project and manage the teamworks | | | | | |
6 | Uses the theoretical and practical knowledge of the banking and insurance. | | | X | | |
7 | Constantly evaluates itself by following the developments in science and technology with the importance of lifelong learning | | | X | | |
8 | Uses verbal and written communication skills using the latest technologies and at least one foreign language | | | | | |
9 | Accepts ethical values and social rights and applies them | | | | | |
10 | Analyzes and discusses using the data of banking and insurance | | | X | | |
11 | Uses the information on the other disciplines that can provide support for theoretical studies in banking and insurance (economics, law, business, etc.) | | X | | | |
12 | Offers micro and macro suggestions on the problems in the banking and insurance sector | | | X | | |
Assessment Methods
Contribution Level | Absolute Evaluation |
Rate of Midterm Exam to Success | | 40 |
Rate of Final Exam to Success | | 60 |
Total | | 100 |
Numerical Data
Ekleme Tarihi: 09/10/2023 - 08:31Son Güncelleme Tarihi: 09/10/2023 - 08:38
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